Courses
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Cybersecurity Awareness for Financial Services
CPD 1.5 Hours | FAA/SFA CORE 1.5 Hours
For both front-line and back-office staff, this course raises awareness of cybersecurity, its threats, the associated regulations and compliance, and appropriate preventive measures and responses. -
Securities Related Regulations
CPD 1 Hour | FAA/SFA CORE 1 Hour
As financial institutions are exposed to an increasingly diverse spectrum of compliance exposures, it is difficult for their appointed representatives to keep up with them. -
Accountability and Professional Conduct
CPD 1 Hour | FAA/SFA CORE 1 Hour
This course will highlight the regulatory risks focus that regulators are putting on appointed representatives globally as they step up their focus on potential malpractices that could harm investors. -
AML Regulations
CPD 1 Hour | FAA/SFA CORE 1 Hour
As financial markets remain accessible to global investors and are volatile, cross-border movements of money has become increasingly common and financial institutions are ripe for financial crimes.