Course curriculum

  • 1. Fundamentals of Securities Regulations

    • 1.1 The History of Securities

  • 2. Singapore’s Market Abuse Regulatory Framework

    • 2.1 Local Regulatory Framework

    • 2.2 The Securities and Futures Act

  • 3. Types of Market Abuse

    • 3.1 Market Abuse in Singapore

    • 3.2 Insider Trading

    • 3.3 Insider Trading: A Case Study

    • 3.4 Case Study Learning Points

    • 3.5 Front Running

    • 3.6 Front Running: A Case Study

    • 3.7 Case Study Learning Points

  • 4. Effective Management of Market Abuse

    • 4.1 Insider Information—Received but Not Identified

    • 4.2 Controlling Access to Insider Information

    • 4.3 Pre-Trade Controls

    • 4.4 Post-Trade Surveillance

    • 4.5 Personal Account Dealing Policies

    • 4.6 Training to Prevent Market Abuse

  • 5. Assessment

    • Instructions

    • Questions