1.1 Who is Responsible for AML?
1.2 Internal AML Policy
1.3 Oversight of AML
2.1 AML Risk-Based Assessment
2.2 Categories to Consider
2.3 National Risk Assessment
3.1 Who are Your Customers?
3.2 Embedded Country Risk
3.3 Politically Exposed Persons
3.4 Customers with Adverse News
4.1 MAS Notice 626
4.2 When to Perform Initial Due Diligence
4.3 Gathering Key Customer Information
4.4 Verifying the Customer’s Identity
4.5 Documentary Evidence
4.6 Purpose for Opening an Account
5.1 Key Requirements
5.2 When to Perform Ongoing Due Diligence
5.3 When to Be Suspicious
6.1 Suspicious Transactions
6.2 Transactions That Do Not Make Economic Sense
6.3 Transactions Involving Large Amounts of Cash
6.4 Transactions Involving the Customer’s Bank Accounts
6.5 Transactions Involving Transfers Abroad
6.6 Investment-Related Transactions
6.7 Merchants Acquired by a Bank for Credit Card or Charge Card Transactions
6.8 Transactions Involving Unidentified Parties
6.9 Tax Crimes-Related Transactions
6.10 Trade-Based Related Transactions
Instructions
Questions
