Course curriculum

  • 1. Singapore’s Approach to Fit and Proper Requirements

    • 1.1 The Need for Fit and Proper Requirements

    • 1.2 Promote and Cultivate

    • 1.3 Monitor and Assess

    • 1.4 Enforce and Deter

  • 2. Understanding Fit and Proper Requirements

    • 2.1 The Regulator’s Expectations

    • 2.2 Who is Covered?

    • 2.3 Fit and Proper Test Key Criteria

  • 3. Due Diligence Needed for Proposed Representatives

    • 3.1 The Responsibility of Financial Institutions

    • 3.2 Self-Declaration

    • 3.3 Probity Checks

  • 4. Assessing Competence, Capability, and Conflicts of Interest

    • 4.1 Competence and Capability

    • 4.2 Conflicts of Interest

  • 5. Ongoing Measures

    • 5.1 Periodic Self-Declarations

    • 5.2 Regular Checks

  • 6. Assessment

    • Instructions

    • Questions