Course curriculum

  • 1. The Impact of Financial Crime

    • 1.1 What is a Financial Crime?

    • 1.2 Impact on Trust and Reputation

    • 1.3 A Global Concern

  • 2. Types of Financial Crime

    • 2.1 The Cost of Financial Crime

    • 2.2 Frauds

    • 2.3 Insider Trading

    • 2.4 Money Laundering

  • 3. Types of Financial Fraud in Capital Markets

    • 3.1 Capital Markets Fraud

    • 3.2 Investment Fraud

    • 3.3 Market Manipulation

    • 3.4 Broker Embezzlement

  • 4. Consequences of Acquiring Benefits from Financial Crime

    • 4.1 Money Laundering Offences

    • 4.2 Case Study: Penalties for Insider Trading

    • 4.3 Learning Points

  • 5. Preventing and Reporting Financial Crime

    • 5.1 Challenges to Prevention and Detection

    • 5.2 Developing a Comprehensive Risk Assessment

    • 5.3 Conducting Regular Checks

    • 5.4 Training Staff to Understand Financial Crimes

    • 5.5 Summary

  • 6. Assessment

    • Instructions

    • Questions